Fund Forms

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Additional Investment Form

Use this form to make a subsequent deposit into any account type.

Automatic Investment Plan Form (AIP)*

Use this form to establish or amend an Automatic Investment Plan (AIP) for an existing Muhlenkamp Fund Account.

Certification of Trust Form

To register your Muhlenkamp Fund account in the name of a trust, you must submit a Muhlenkamp Fund Account Application and either a copy of the ENTIRE trust document or a Certification of Trust Form.

Change of Registration

Please use this form ONLY if you have an existing Muhlenkamp Fund account and wish to: 1) register a name change, 2) add the Transfer on Death designation to your account, or 3) transfer shares from one account to another. Do NOT use this form for IRA accounts unless you are registering a name change.

Combined Statement Enrollment Form

Muhlenkamp Fund quarterly statements have been combined for all accounts that share a common Social Security number and address. This has been done to provide you with a convenient overview of your investments on one report. Please use this form if you would rather receive a separate statement for each of your accounts. This enrollment form may also be used if you wish to link accounts registered in different names and Social Security numbers to produce one statement for quarterly mailings. Please note that linking accounts does not change the authorization required for account transactions. Mailings other than quarterly statements will not be consolidated.

Coverdell Education Savings Account Disclosure Statement and Custodial Agreement

Coverdell Education Savings Account (CESA) Disclosure Statement and Custodial Agreement.

Coverdell Education Savings Account Transfer Form

Use this form to transfer funds from an existing Coverdell Education Savings Account (CESA) to a Muhlenkamp Fund Coverdell Education Savings Account. If you are establishing a new account with the Muhlenkamp Fund, you must also complete a Muhlenkamp Fund Coverdell Education Savings Account Application.

IRA Designation or Change of Beneficiary Form

Use this form to designate or change beneficiaries for Muhlenkamp Fund IRA accounts. If you are opening a new IRA, a Designation of Beneficiary section is included in the IRA application form above.

IRA Disclosure Statement and Custodial Agreement

IRA Disclosure Statement and Custodial Agreement for all IRA account types.

IRA Transfer/Recharacterization Form

Use this form if you are transferring funds from an existing IRA to a Muhlenkamp Fund IRA, or if you are converting a Traditional IRA to a Muhlenkamp Fund Roth IRA. If you are establishing a new account, you must also complete a Muhlenkamp Fund IRA application.

IRA/Qualified Plan Distribution Request Form

Use this form to request a distribution from an existing Muhlenkamp Fund IRA/Qualified Plan. Distribution reasons may include: 2009 RMD Waiver, Normal Distribution, Required Minimum Distribution, Early Distribution, Conversion to Roth IRA, Excess Contribution, Death, Divorce, Disability, or Recharacterization.

Limited Power of Attorney Form

Use this form to establish a Limited Power of Attorney (LPOA). If you have any questions please call (800)860-3863 and press "0."

Systematic Withdrawal Plan Form (SWP)

Use this form to establish a Systematic Withdrawal Plan (SWP) with respect to your current Muhlenkamp Fund account. The plan allows you to automatically have funds transferred from your Muhlenkamp Fund account into your bank checking or savings account. This plan is available only for accounts with $5,000 or more.** If you are opening a new account, an SWP section is included in the account application.

Telephone Transaction Enrollment Form

Use this form to establish telephone purchase or redemption privileges with respect to your Muhlenkamp Fund account, except IRA accounts. Redemptions from IRA accounts must be done in writing using an "IRA/Qualified Plan Distribution Request Form" or in a written letter of instruction.

Transfer-in-Kind Form

Use this form to request a move of Muhlenkamp Fund shares (CUSIP # 962096103) via Transfer-in-Kind (TIK) from an account at another financial institution (OUTSIDE financial institution) to an account held directly with the Muhlenkamp Fund (DIRECT account = held at U.S. Bancorp Fund Services, LLC).

 

*A program of regular investing cannot assure a profit or protect against a loss in a declining market.

**The $5,000 minimum requirement is waived for IRA accounts.